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Abstract/Syllabus:
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Murcott, Susan, 11.479J Water and Sanitation Infrastructure in Developing Countries, Spring 2007. (Massachusetts Institute of Technology: MIT OpenCourseWare), http://ocw.mit.edu (Accessed 08 Jul, 2010). License: Creative Commons BY-NC-SA
Lacking proper infrastructure for safe drinking water, women and children in Tamale, Ghana walk many kilometers each day carrying heavy loads of water to their families. This situation is mirrored in many other parts of the world. (Photograph courtesy of Jenny VanCalcar.)
Course Description
The class deals with the principles of infrastructure planning in developing countries, with a focus on appropriate and sustainable technologies for water and sanitation. It also incorporates technical, socio-cultural, public health, and economic factors into the planning and design of water and sanitation systems. Upon completion, students will be able to plan simple, yet reliable, water supply and sanitation systems for developing countries that are compatible with local customs and available human and material resources. Graduate and upper division students from any department who are interested in international development at the grassroots level are encouraged to participate in this interdisciplinary subject.
Syllabus
Course Description
This course introduces students to the principles of infrastructure planning in developing countries, with a focus on appropriate and sustainable technologies for water and sanitation. We address the two-fold problem: "How do we provide safe drinking water for the 1.1 billion people and adequate sanitation for the 2.6 billion people who are currently lacking these basic conditions of human well-being?" Technically, we know how to provide safe drinking water and treated wastewater and have done so in high-income countries over the past century with considerable success. The more complex, systems-level problem is how to do so on a global scale in low-income countries in a great variety of different cultures, geographical locations and conditions. Microbial contamination is still considered to be the most critical risk factor in drinking water quality worldwide. However, chemical contamination, from natural and anthropogenic sources, for example arsenic, fluoride, pesticides, petrochemicals, or salinity contamination, is also affecting millions of people. Mega-cities in the developing world are typically overwhelmed by millions of gallons of untreated municipal and industrial wastewater. Rural areas typically lack even the most basic sanitation facilities.
We will tackle the clean water problem from a multi-disciplinary perspective incorporating planning, engineering, environmental, cultural, public health, human rights, institutional and economic perspectives and considering factors such as technical efficacy, appropriateness (simple design, low cost, using local, easily available materials), social acceptability, economic sustainability, institutional viability, and political will. Particular emphasis is placed on the role of users and communities as collaborators in infrastructure planning and project implementation. We will draw on many specific examples from Asia, Africa and Latin America. Students will be encouraged to pursue more focused topics within the area of water supply and sanitation that are of interest to them. Upon completion of the course, students will be able to plan simple, yet reliable, water supply and sanitation systems for developing countries that are compatible with local customs and available human and material resources. Although we focus on water supply and sanitation, the principles presented are equally applicable to other types of infrastructure development. Graduate and upper division students from any department who are interested in international development at the grassroots level are encouraged to participate in this interdisciplinary course.
Course Objectives
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To comprehend the global picture of water/sanitation/hygiene and health;
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To know the major technologies and processes of water/sanitation infrastructure in developing countries;
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To understand the social and cultural factors (e.g., gender issues, children's needs) that must be considered and incorporated into the planning and implementation of water supply and sanitation systems in developing countries;
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To become familiar with the patterns of domestic water use and waste disposal in developing countries, and to describe the modes of transmission of water-related diseases;
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To understand the principles of operation of a range of appropriate water and sanitation technologies, and to be able to critically evaluate them with respect to multiple criteria;
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To investigate the concept of community participation and its role in enabling project success and sustainability;
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To understand why infrastructure planning in developing countries is so challenging, to know the major obstacles and why many disciplines must work together to address the problem;
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Within students' areas of interest, to plan or evaluate an infrastructure project in a developing country as part of a multi-disciplinary team or to pursue a more focused individual project.
Course Policies
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Attendance — Regular attendance in class is expected of all students.
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Courtesy — Please ensure that your phones, computers, PDAs, music, and/or pagers are turned off during class.
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Academic Honesty — Students will work in teams to develop their group projects; however, individual assignments must be completed individually. Plagiarism, the use of writings or ideas of another as one's own, is unacceptable. Special care should be taken not to borrow and modify materials taken from the Internet or any electronic or printed source. Any student who violates this code of academic honesty will be cited immediately.
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Late Work Policy — We do not accept late work.
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Evaluation and Grading — Quizzes, written assignments, projects, and exams that are submitted on time will be assigned a letter grade ranging from A to F.
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Special Needs — Please advise us early on of any special needs or disabilities so that appropriate accommodations can be made.
Assignments and Grading
Grading criteria.
ACTIVITIES |
PERCENTAGES |
Participation
- In-class participation (weekly) (15%)
- Written participation via online discussion board (10) (10%)
- Mid-course appraisal (1) (0% of grade, but required)
|
25% |
Tech tutorial (1) |
10% |
Quizzes (2) |
10% |
Policy memos (2) |
10% |
Major written assignment (1) |
20% |
Final paper (1) |
25% |
Calendar
Course calendar.
SES # |
Topics |
Key DATES |
1 |
Introduction to water and sanitation development |
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2 |
Basic concepts, water rich/water poor, pictoral tour of global water and sanitation |
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3 |
A utility's pro-poor approach in Bangalore's slums
Guest lecture: Genevieve Connors, Urban Development Sector Unit, East Asia and Pacific Region, World Bank
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4 |
Water, sanitation and hygiene-related diseases |
Quiz 1 |
5 |
Sources of water and water supply planning |
Policy memo 1 due |
6 |
Water quality and simple water quality field testing demo |
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7 |
Decentralized household water treatment and safe storage |
Mid-course appraisal due
Mid-term essay due
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8 |
Centralized water treatment — MWRA and Beijing
Guest lecture: Joshua Das, Massachusetts Water Resources Authority
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|
9 |
Stakeholder, gender, and institutional issues |
Quiz 2 |
10 |
Sanitation history, centralized wastewater treatment, and reuse |
Policy memo 2 due (in class) |
11 |
Water and sanitation financing
Guest lecture: Prof. Peter Rogers, Harvard University
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12 |
On-site excreta disposal |
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13 |
Wrap-up |
Final papers due (hardcopy) |
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Further Reading:
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Readings
This section contains documents that could not be made accessible to screen reader software. A "#" symbol is used to denote such documents.
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This section presents readings by session, other required readings, recommended readings, and optional additional readings.
Readings by Session
Course readings.
SES # |
Topics |
READINGS |
1 |
Introduction to water and sanitation development |
|
2 |
Basic concepts, water rich/water poor, pictoral tour of global water and sanitation |
Millennium Development Goals, The World Bank Group.
United Nations Development Programme. Human Development Report 2006 — Beyond Scarcity: Power, Poverty and the Global Water Crisis. New York, NY: United Nations Development Programme, 2006, chapter 1. ISBN: 9780230500587.
World Health Organization and UNICEF. Meeting the MDG Drinking Water and Sanitation Target: A Mid-term Assessment Report. New York, NY: World Health Organization and United Nations Children's Fund, 2004. ISBN: 9789241562782.
Recommended readings
World Health Organization and UNICEF. Water for Life — Making It Happen. New York, NY: World Health Organization and UNICEF, 2005. ISBN: 9789241562935.
Lenton, R., A. M. Wright, and K. Lewis. Health, Dignity, and Development: What Will It Take? New York, NY: United Nations Development Program, 2005. ISBN: 9781844072194.
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3 |
A utility's pro-poor approach in Bangalore's slums
Guest lecture: Genevieve Connors, Urban Development Sector Unit, East Asia and Pacific Region, World Bank
|
Connors, Genevieve. "When Utilities Muddle Through: Pro-poor Governance in Bangalore's Public Water Sector." Environment and Urbanization 17, no. 1 (2005): 201-218.
Water and Sanitation Program. Connecting the Slums: A Utility's Approach in Bangalore. New Delhi, India: Water Sanitation Programme South Asia, 2006.
Cairncross, Sandy, and Richard Feachem. Environmental Health Engineering in the Tropics: An Introductory Text. Chichester, UK: John Wiley & Sons, 1993, chapter 1 and appendix C. ISBN: 9780471938859.
Mara, Duncan. Low Cost Urban Sanitation. Chichester, UK: John Wiley & Sons, 1996, chapter 2. ISBN: 9780471961635.
Esrey, S. A., R. G. Feachem, and J. M. Hughes. "Interventions for the Control of Diarrhoeal Diseases among Young Children: Improving Water Supplies and Excreta Disposal Facilities." Bulletin of the World Health Organization 63, no. 4 (1985): 757-772.
Colford, John Jr., and Lorna Fewtrell. "Water, Sanitation and Hygiene: Interventions and Diarrhoea: A Systematic Review and Meta-analysis." Health, Nutrition and Population Discussion Paper, World Bank, 2004.
"Technical Brief No. 52: Water — Quality or Quantity?" Waterlines 22, no. 4 (2004): 15-18.
|
4 |
Water, sanitation and hygiene-related diseases |
Skinner, Brian. Small-scale Water Supply: A Review of Technologies. Warwickshire, UK: Practical Action Publishing, 2003, chapter 3. ISBN: 9781853395406.
MacDonald, Alan, Jeff Davies, Roger Calow, and John Chilton. Developing Groundwater: A Guide for Rural Water Supply. London, UK: ITDG Publishing, 2005, chapter 2. ISBN: 9781853395963.
Cairncross, Sandy, and Richard Feachem. Environmental Health Engineering in the Tropics: An Introductory Text. Chichester, UK: John Wiley & Sons, 1993, chapters 4 and 5. ISBN: 9780471938859.
|
5 |
Sources of water and water supply planning |
MacDonald, Alan, Jeff Davies, Roger Calow, and John Chilton. Developing Groundwater: A Guide for Rural Water Supply. London, UK: ITDG Publishing, 2005, chapters 3 and 4. ISBN: 9781853395963.
Howard, Guy, and Jamie Bartram. Domestic Water Quantity, Service Level and Health. World Health Organization, 2003.
|
6 |
Water quality and simple water quality field testing demo |
World Health Organization. Guidelines for Drinking-water Quality. Vol 1. Recommendations. Geneva, Switzerland: World Health Organization, 2004, chapters 1, 2, 3, 4 and 7. ISBN: 9789241546386.
Ngai, T., S. Murcott, R. Shrestha, B. Dangol, and M. Maharjan. "Development and Dissemination of KanchanTM Arsenic Filter in Rural Nepal." Water, Science and Technology: Water Supply 6, no. 3 (2006): 137-146.
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7 |
Decentralized household water treatment and safe storage |
World Health Organization. Combating Waterborne Disease at the Household Level. Geneva, Switzerland: World Health Organization, 2007, ISBN: 978921595223.
Nath, K. J., S. Bloomfield, and M. Jones. Household Water Storage, Handling and Point-of-use Treatment. International Scientific Forum on Home Hygiene, 2006, pp. 5 and 24-29.
Murcott, S. Implementation, Critical Factors and Challenges to Scale-Up of Household Drinking Water Treatment and Safe Storage Systems. Background Paper on Household Water Treatment and Safe Storage (HWTS), 2006.
Clasen, Thomas, and Sandy Cairncross. "Editorial: Household Water Management: Refining the Dominant Paradigm." Tropical Medicine and International Health 9, no. 2 (2004): 187-191.
Recommended readings
Wright, Jim, Stephen Gundry, and Ronan Conroy. "Household Drinking Water in Developing Countries: A Systematic Review of Microbiological Contamination between Source and Point-of-use." Tropical Medicine and International Health 9, no. 1 (2004): 106-117.
Gundry, Stephen, Ronan Conroy, and Jim Wright. "A Systematic Review of the Health Outcomes Related to Household Water Quality in Developing Countries." Journal of Water and Health 2 (2004): 1-13.
Sobsey, Mark. Managing Water in the Home: Accelerated Health Gains from Improved Water Supply. World Health Organization, 2002.
|
8 |
Centralized water treatment — MWRA and Beijing
Guest lecture: Joshua Das, Massachusetts Water Resources Authority
|
Cairncross, Sandy, and Richard Feachem. Environmental Health Engineering in the Tropics: An Introductory Text. Chichester, UK: John Wiley & Sons, 1993, chapter 6. ISBN: 9780471938859.
Postel, Sandra. "Aquatic Ecosystem Protection and Drinking Water Utilities." Journal of the American Water Works Association 99, no. 2 (2007): 52-63.
|
9 |
Stakeholder, gender, and institutional issues |
Institutional
Paul, Samuel. "Accountability in Public Services: Exit, Voice and Control." World Development 20, no. 7 (1992): 1047-1060.
Budds, Jessica, and Gordon McGranahan. "Are the Debates on Water Privatization Missing the Point? Experiences from Africa, Asia and Latin America." Environment and Urbanization 15, no. 2 (2003): 87-113.
Davis, J., et al. "Local Government: Kerala, India." In Good Governance in the Water and Sanitation Sector: Experience from South Asia. New Delhi, India: Water and Sanitation Program. 2001.
NOTE: If you are unfamiliar with international aid agencies like the World Bank, you will also find the following Web sites useful: The World Bank Group (click on "About" in the top left corner); The World Bank and International Monetary Fund (start with the Questions and Answers link).
Stakeholders
Lovei, L., et al. "Rent-Extracting Behavior by Multiple Agents in the Provision of Municipal Water Supply: A Study of Jakarta, Indonesia." Water Resources Research 29, no. 7 (1993): 1965-1974.
Davis, J. "Corruption in Public Services: Experience from South Asia's Water and Sanitation Sector." World Development 32, no. 1 (2004): 53-71.
Regmi, S., and B. Fawcett. "Integrating Gender Needs into Drinking-water Projects in Nepal." Gender and Development 7, no. 3 (1999): 62-72.
Evolution of W&S: Supply vs. Demand
Garn, H. Lessons from Large-scale Rural Water and Sanitation Projects: Transition and Innovation. Washington, DC: The World Bank, 1997.
McPhail, A. "The 'Five Percent Rule' for Improved Water Service: Can Households Afford More?" World Development 21, no. 6 (1993): 963-973.
"Willing to Pay but Unwilling to Charge: Do Willingness-to-pay Studies Make a Difference?" Water and Sanitation Program, 1999.
Privatization
Birdsall, Nancy, and John Nellis. "Winners and Losers: Assessing the Distributional Impact of Privatization." World Development 31, no. 10 (2003): 1617-1633.
Balanyá, Belén, Brid Brennan, Olivier Hoedeman, Satoko Kishimoto, and Philipp Terhorst. Reclaiming Public Water: Achievements, Struggles and Visions from Around the World. Transnational Institute and Corporate Europe Observatory, 2005. ISBN: 9789071007101.
|
10 |
Sanitation history, centralized wastewater treatment, and reuse |
Okun, Daniel A. "From Cholera to Cancer to Cryptosporidiosis." Journal of Environmental Engineering 122, no. 6 (1996): 453-458.
Mara, Duncan. Domestic Wastewater Treatment in Developing Countries. London, UK: Earthscan Publications Ltd, 2004, chapters 1, 4, 6 and 7. ISBN: 9781844070190.
———. Low Cost Urban Sanitation. Chichester, UK: John Wiley & Sons, 1996, chapters 6 and 7. ISBN: 9780471961635.
Recommended readings
Harleman, D., and S. Murcott. "An Innovative Approach to Urban Wastewater Treatment in the Developing World." Water 21: Magazine of the International Water Association (June 2001).
Parker, D. S., J. Barnard, G. T. Daigger, R. J. Tekippe, and E. J. Wahlberg. "The Future of Chemically Enhanced Primary Treatment: Evolution Not Revolution." Water 21: Magazine of the International Water Association (June 2001).
Harleman, D., and S. Murcott. "Rebuttal by Harleman and Murcott to Parker et al. Discussion Paper: 'The Future of Chemically Enhanced Primary Treatment: Evolution Not Revolution.'" Water 21: Magazine of the International Water Association (June 2001).
|
11 |
Water and sanitation financing
Guest lecture: Prof. Peter Rogers, Harvard University
|
|
12 |
On-site excreta disposal |
Pickford, John. Low-Cost Sanitation: A Survey of Practical Experience. London, UK: Immediate Technology Publications, 1995, chapters 4, 5, 8, and 9. ISBN: 9781853392337. |
13 |
Wrap-up |
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Other Required Readings
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US AID Technical Notes.
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WELL Technical Briefs.
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Solo, Tova Maria, Eduardo Perez, and Steven Joyce. Water and Sanitation for Health Project, WASH Technical Report No. 85: Constraints in Providing Water and Sanitation Services to the Urban Poor. Washington, DC: US Agency for International Development, 1993.
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World Health Organization. The Right to Water. Geneva, Switzerland: World Health Organization, 2003. ISBN: 9789241590563.
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Ludwig, Art. Water Storage. Santa Barbara, CA: Oasis Design, 2005. ISBN: 9780964343368.
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Water Pollution Control Federation. Natural Systems for Wastewater Treatment: Manual of Practice. Alexandria, VA: Water Pollution Control Federation, 1990.
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World Health Organization. Preventing Disease through Healthy Environments. Geneva, Switzerland: World Health Organization, 2006. ISBN: 9789241593823.
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Whittington, D., S. K. Pattanayak, J. C. Yang, and K. C. B. Kumar. "Household Demand for Improved Piped Water Services: Evidence from Kathmandu, Nepal." Water Policy 4 (2002): 531-556.
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Whittington, D., D. T. Dauria, V. Prabhu, and J. Cook. "An Economic Reappraisal of the Melamchi Water Supply Project — Kathmandu, Nepal." Portuguese Economic Journal 3 (2004): 157-178.
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Pattanayak, S., J. C. Yang, D. Whittington, and K. C. B. Kumar. "Coping with Unreliable Public Water Supplies: Averting Expenditures by Households in Kathmandu, Nepal." Water Resources Research 41, no. 2 (2005).
Recommended Readings
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Reed, Robert A. Sustainable Sewerage: Guidelines for Community Schemes. London, UK: Intermediate Technology in Association with the Water, Engineering and Development Centre, 1995. ISBN: 9781853393051.
-
Kolsky, Pete. Storm Drainage: An Engineering Guide to the Low-Cost Evaluation of System Performance. London, UK: IT Publications, 1998. ISBN: 9781853394324.
Optional Additional Readings
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Cairncross, Sandy, Jorge E. Hardoy, and David Satterthwaite. The Poor Die Young: Housing and Health in Third World Cities. London, UK: Earthscan Publications, 1989. ISBN: 9781853830198.
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Feachem, Richard G., Michael McGarry, and Duncan Mara. Water, Wastes and Health in Hot Climates. New York, NY: John Wiley & Sons, 1977. ISBN: 9780471994107.
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Hazeltine, Barrett, and Christopher Bull. Field Guide to Appropriate Technology. Burlington, MA: Academic Press, 2003. ISBN: 9780123351852.
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Ostrom, Elinor, Larry Schroeder, and Susan Wynne. Institutional Incentives and Sustainable Development. Boulder, CO: Westview Press, 1993. ISBN: 9780813316192.
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Brookshire, David S., and Dale Whittington. "Water Resources Issues in the Developing Countries." Water Resources Research 29, no. 7 (1993): 1883-1888.
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Mehta, Lyla. Water for the Twenty-first Century: Challenges and Misconceptions. Brighton, UK: Institute of Development Studies, 2000, Working Paper No. 111.
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Fass, S. M. "Water and Poverty: Implications for Water Planning." Water Resources Research 29, no. 7 (1993): 1975-1981.
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Solo, Tova Maria. "Small-Scale Entrepreneurs in the Urban Water and Sanitation Market." Environment and Urbanization 11, no. 1 (1999): 117-131.
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Chaplin, Susan E. "Cities, Sewers, and Poverty: India's Politics of Sanitation." Environment and Urbanization 11, no. 1 (1999): 145-158.
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Heller, Leo. "Who Really Benefits from Environmental Sanitation Services in the Cities? An Intra-Urban Analysis in Betim, Brazil." Environment and Urbanization 11, no. 1 (1999): 133-144.
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Kolsky, Pete. "Engineers and Urban Malaria: Part of the Solution, or Part of the Problem?" Environment and Urbanization 11, no. 1 (1999): 159-163.
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Pritchett, Lant, and Michael Woolcock. "Solutions When the Solution is the Problem: Arraying the Disarray in Development." World Development 32, no. 2 (2004): 191-212.
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Nance, Earthea B., and Leonard Ortolano. "Community Participation in Urban Sanitation: Experiences in Northeastern Brazil." Journal of Planning Education and Research 26, no. 3 (2007): 284-300.
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Watson, Gabrielle, and N. Vijay Jagannathan. Participation in Water and Sanitation — Environment Department Papers: Participation Series, Paper No. ENV-002. Washington, DC: The World Bank, 1995.
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Paul, Samuel. Community Participation in Development Projects: The World Bank Experience — World Bank Discussion Paper No. 6. Washington, DC: The World Bank, 1987.
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Water and Environmental Health at London and Loughborough (WELL). Guidance Manual on Water Supply and Sanitation Programmes. London, UK: Department for International Development, 1998.
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Cairncross, Sandy. "Why Promote Sanitation?" Water and Environmental Health at London and Loughborough (WELL), 1999.
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The World Bank. World Development Report 2004: Making Services Work for Poor People. The World Bank, 2004. ISBN: 9780821354681.
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The World Bank. World Development Report 1994: Infrastructure for Development. The World Bank, 1994. ISBN: 9780821325353.
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The World Bank. World Development Report 1993: Investing in Health. The World Bank, 1993. ISBN: 9780195208900.
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Shultz, C. R., and D. A. Okun. Surface Water Treatment for Communities in Developing Countries. London, UK: ITDG Publishing, 1992. ISBN: 9781853391422.
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Gleick, Peter. The World's Water 2004-2005: The Biennial Report on Freshwater Resources. Washington, DC: Island Press, 2004. ISBN: 9781559635363.
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United Nations Human Settlements Program. Water and Sanitation in the World's Cities: Local Action for Global Goals. London, UK: Earthscan Publications Ltd, 2003. ISBN: 9781844070046.
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Esrey, Stephen, J. Gough, D. Rapaport, R. Sawyer, M. Simpson-Hebert, J. Vargas, and Uno Winblad, eds. Ecological Sanitation. Stockholm, Sweden: Swedish International Development Cooperation Agency (SIDA), 1998. ISBN: 9158676120.
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Reed, Robert A. Sustainable Sewerage: Guidelines for Community Schemes. London, UK: Intermediate Technology in Association with the Water, Engineering and Development Centre, 1995. ISBN: 9781853393051.
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American Water Works Association. Water Quality and Treatment Handbook. New York, NY: McGraw-Hill, Inc, 1999. ISBN: 9780070016590.
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Tchobanoglous, George, and H. David Stensel. Wastewater Engineering: Treatment and Reuse. New York, NY: McGraw-Hill, 2002. ISBN: 9780070418783.
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USAID. Lessons Learned in Water, Sanitation and Health. Washington, DC: Water and Sanitation for Health Project of USAID, 1993.
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