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Abstract/Syllabus:
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Perdue, Peter C., 21H.991J Theories and Methods in the Study of History, Fall 2003. (Massachusetts Institute of Technology: MIT OpenCourseWare), http://ocw.mit.edu (Accessed 10 Jul, 2010). License: Creative Commons BY-NC-SA
Fall 2003

"Col. Paul W. Tibbets, Jr., pilot of the ENOLA GAY, the plane that dropped the atomic bomb on Hiroshima, waves from his cockpit before the takeoff, 6 August 1945." (NWDNS-208-LU-13H-5) (Image courtesy of the U.S. National Archives and Records Administration.)
Course Highlights
A number of samples of student assignment submissions may be downloaded. In addition Prof. Perdue's reaction papers are available as lecture notes for the course.
Course Description
The purpose of this course is to acquaint you with a variety of approaches to the past used by historians writing in the twentieth century. Most of the books on the list constitute, in my view (and others), modern classics, or potential classics, in social and economic history. We will examine how these historians conceive of their object of study, how they use primary sources as a basis for their accounts, how they structure the narrative and analytic discussion of their topic, and what are the advantages and drawbacks of their approaches.
Syllabus
Introduction to the Course
The purpose of this course is to acquaint you with a variety of approaches to the past used by historians writing in the twentieth century. Most of the books on the list constitute, in my view (and others), modern classics, or potential classics, in social and economic history. We will examine how these historians conceive of their object of study, how they use primary sources as a basis for their accounts, how they structure the narrative and analytic discussion of their topic, and what are the advantages and drawbacks of their approaches.
Historians as a community pursue a huge variety of topics with widely disparate methodologies. A central concern of ours will be the question: is history a discipline? Do historians have anything in common? Or are they a rather random collection of people united only by a shared interest in the past (excluding geologists, paleontologists on one end and journalists on the other)?
It would be impossible to survey everything that historians do. The works I have chosen emphasize long-term social processes, the experiences of ordinary people, collective mentalities, and the structures of material life. They downplay the prominence of great leaders (kings, queens, generals, philosophers, scientists), the simple narration of political events, or the analysis of idea systems divorced from their political and social context. They share an openness to the use of concepts from related social sciences (anthropology, sociology, and economics). They aim to reconstruct the experience of everyone who lived in the past, and they pay special attention to the obscure, the oppressed, and the poor. They try to transcend the narrow boundaries inflicted on historians (and everyone else) by an exclusive concentration on the fortunes of the nation-state and its leaders.
This approach to history originated with the French founders of the Annales school, Marc Bloch and Lucien Febvre, around the turn of the century. (The school is named after the journal which they founded and coedited) Since its founding, the Annales historians have exerted tremendous influence on historical writing around the world. As a historian of China and Japan myself, I also want to emphasize the significant impact of this approach on non-Western history, especially Asia. Of course, many other trends contributed to and altered the Annales paradigm. Things did not look the same when Annales topics migrated to England, the U.S. or China. But following the themes of this historical approach over time provides a useful way to unify the course and get some sense of the commonality of historical problems across time and space.
Our focus is on structure, methodology, and conceptualization, not on specific historical content. A sizeable proportion of the studies here focus on early modern Europe (roughly 1500 - 1800 A.D.). As you can see, there is also representation from nineteenth-century Europe, America, and China. I would urge you to read in areas with which you are not familiar as well as in home ground. It is not necessary to "know the facts" or become an expert in any of these areas; the point is to find out how similar historical approaches work in different cultural areas and time periods.
Requirements for the Course
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Read the core readings for each week and be prepared to discuss them in class. Many of these classics are large, fat books. I will give you some hints to devise the best way of tackling them. (Starting at page one and plowing straight through is almost never the best method.)
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Read or skim at least one of the works from the supplementary list. Each week you should submit before the class meeting (Tuesday afternoon at the latest), a one page essay with your reactions to the reading (not summaries, but critiques: reasoned argument is preferred, but gripes and raves are allowed). These will be useful in stimulating discussion. This is mainly a discussion course; I may sometimes give brief orienting lectures, but I will try to keep them short. To be fair, I will commit myself to producing a similar reaction paper, or something longer. Submit these by email.
Also, someone may be assigned each week to report on one of the supplementary readings, orally: this can be more of a summary with critique, like an extended book review. (Look at reviews in the American Historical Review or New York Review of Books for examples)
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Finally, at the end of the term, a longer paper is due (10-15 pp). You are free to choose the subject, but you should take one of two tacks
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"Horizontal": examine the characteristics of the same historical approach used in several different countries and time periods (one of these countries should be non-Western), e.g.: the historical demography of 17th century France and Japan; the history of women in twentieth-century Russia and China;
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"Vertical": examine a variety of perspectives on the same historical topic (the French Revolution is the classic one: it is open to Marxist, populist, economic, cultural, feminist, and many other interpretations. Other good possibilities are the English Industrial Revolution, American slavery, European imperialism). In either case, you need to search out the major works in the literature, analyze the basic problematique, discuss the different analytic tools and sources employed, and evaluate the relative merit of different approaches. You might even have ideas of your own about where work in this subfield should go, which you should feel free to develop. You will find, I suspect, that science and technology get short shrift in most historians' accounts. Think about how they might usefully be integrated into general history.
Calendar
1 |
Introduction |
2 |
The Annales School: Origins and Establishment |
3 |
Labor History; Class as a Historical Category |
4 |
Race, Culture, and War |
5 |
Women's History; Gender and Textiles |
6 |
Global History: Economic and Environmental |
7 |
Historical Demography |
8 |
The New Cultural History [1]: Microhistory |
9 |
Environmental History |
10 |
The New Cultural History [2]: Post-modern and Post-structural Approaches to the Representation of Space |
11 |
New Military History, in Print and on Film |
12 |
Historical Memory and History Wars |
13 |
History and Fiction |
14 |
Frontiers in History |
15 |
Where are Historians Going? The Future of the History Profession |
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Further Reading:
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Readings
1 |
Introduction |
Tilly, Charles. "How (and What) are Historians Doing?" In American Behavioral Scientist , July–August 1990. Pp. 685-711. |
2 |
The Annales School: Origins and Establishment |
Core Reading
Bloch, Marc. "The Advent and Triumph of the Water Mill." In Land and Work in Medieval Europe. London: Routledge, 1967. Pp. 136-68.
Braudel, Fernand. The Mediterranean and the Mediterranean World in the Age of Philip II. Berkeley, CA: University of California Press, 1995. Pp. 25-138, 246-67, 418-60, 543-70, 734-57, and 1088-1106.
Supplementary
Burke, Peter. The French Historical Revolution: The Annales School, 1929-1989. Stanford, CA: Stanford University Press, 1991.
Stoianovitch, Traian. French Historical Method: The Annales Paradigm. Ithaca, NY: Cornell University Press, 1976.
Fink, Carole. Marc Bloch: A Biography. Cambridge: Cambridge University Press, 1989.
Febvre, Lucien. A New Kind of History. New York: Harper and Row, 1973. (Collected writings)
Bloch, Marc. Feudal Society; The Historian's Craft. Chicago: University of Chicago Press, 1968.
Ladurie, Emmanuel Le Roy. Montaillou. New York: George Braziller, 1978.
Journal of Modern History. (1972/12). Special issue on Braudel [PCP3]. |
3 |
Labor History; Class as a Historical Category |
Core Reading
Thompson, E. P. The Making of the English Working Class. New York: Vintage Books, 1966. Preface, 1-54, 189-212, 331-400, 429-447, and 779-832.
Elizabeth J. Perry, Shanghai on Strike: The Politics of Chinese Labor. Stanford, CA: Stanford University Press, 1993. Pp. 1-31, 65-87, 131-66, and 239-58.
Supplementary
Keyssar, Alex. Out of Work: The First Century of Unemployment in Massachusetts. Cambridge: Cambridge University Press, 1986.
Montgomery, David. The Fall of the House of Labor. Cambridge: Cambridge University Press, 1987.
Gutman, Herbert. Work, Culture, and Society in Industrializing America. New York: Vintage Books, 1977.
Gordon, Andrew. The Evolution of Labor Relations in Japan. Cambridge, MA: Harvard University Press, 1985.
Hershatter, Gail. Flying Hammers, Walking Chisels: The Workers of Tianjin (China). Stanford, CA; Stanford University Press, 1986. |
4 |
Race, Culture, and War |
Core Reading
Dower, John. "Race, Language and War in Two Cultures.", and "Fear and Prejudice in U.S.-Japan Relations." In Japan in War & Peace: Selected Essays. New York: New Press, 1993. Pp.257-335.
Genovese, Eugene. Roll Jordan Roll. New York: Vintage Books, 1976. Pp. 1-112, 162-93, 255-79, and 588-612.
Supplementary
Field, Barbara. "Racial Ideology in American History." In Region, Race, Ideology: Festschrift for C.Vann Woodward. Edited by J. Morgan Kousser and James M. McPherson. Oxford: Oxford University Press, 1982. Pp. 143-177.
White, Landeg. Magomero: Portrait of an African Village. Cambridge: Cambridge University Press, 1987.
Frederickson, George. Racism. Princeton, NJ: Princeton University Press, 2002. |
5 |
Women's History; Gender and Textiles |
Core Readings
Ulrich, Laurel Thatcher. A Midwife's Tale. New York: Vintage Books, 1991. Pp. 3-134.
———. The Age of Homespun: Objects and Stories in the Creation of an American Myth. New York: Knopf, 2001. Pp. 12-40, and 76-107.
Bray, Francesca. Technology and Gender: Fabrics of Power in Late Imperial China. Berkeley: University of California Press, 1997. Pp. 173-273.
Supplementary
Scott, Joan. Gender and the Politics of History. New York: Columbia University Press, 1999. Pp. 15-50. |
6 |
Global History: Economic and Environmental |
Core Reading
Pomeranz, Kenneth. The Great Divergence: China, Europe, and the Making of the Modern World Economy. Princeton, NJ: Princeton University Press, 2000.
Supplementary
Hobsbawm, Eric. The Age of Extremes:A History of the World, 1914-91. New york: Vintage Books, 1996.
McNeill, William. The Pursuit of Power: Technology, Armed Force, and Society since A.D. 1000. Oxford: Basil Blackwell, 1983.
———. Plagues and Peoples. New York: Anchor Books, 1989.
Pomeranz, Kenneth, and Steven Topik. The World that Trade Created. Armonk, NY: M.E. Sharpe, 1999.
Kennedy, Paul. The Rise and Fall of the Great Powers. New York: vintage Books, 1989.
Braudel, Fernand. Capitalism and Material Life, 1500-1800. New York: Harper Colophon, 1975. (3 vols. - epecially look at volume 1)
Tilly, Charles. Big Structures, Large Processes, Huge Comparisons. New York: Russell Sage Foundation, 1984. (Reviews and critiques some of the above works)
Journal of World History. (Scan a few articles and reviews)
Wolf, Eric. Europe and the People Without History. Berkeley, CA: University of California Press, 1997.
Chaudhuri, K. N. Asia Before Europe. Cambridge: Cambridge University Press, 1990.
Reid, Anthony. Southeast Asia in the Age of Commerce, 1450-1680. New Haven: Yale University Press, 1993. (2 volumes) |
7 |
Historical Demography |
Core Readings
Lee, James Z., and Wang Feng. One Quarter of Humanity: Malthusian Myths and Chinese Realities. Cambridge, MA: Harvard University Press, 1999.
Supplementary
Flinn, M. W. The European Demographic System. Baltimore: JohnsHopkins University Press, 1981.
Livi-Bacci, Massimo. Population and Nutrition. Cambridge: Cambridge University Press, 1990.
McCants, Anne. Civic Charity in a Golden Age: Orphan Care in Early Modern Amsterdam. Urbana: University of Illinois Press, 1997. |
8 |
The New Cultural History[1]: Microhistory |
Core Readings
Darnton, Robert. The Great Cat Massacre. New York: Vintage Books, 1985. Pp. 3-107.
Geertz, Clifford. "Notes on the Balinese Cockfight." In The Interpretation of Cultures. London: Fontana Press, 1993. Pp. 412-453.
Kuhn, Philip. Soulstealers. Cambridge, MA: Harvard University Press, 1990.
Supplementary
Ladurie, Emmanuel Le Roy. Montaillou. New York: George Braziller, 1978.
Hunt, Lynn, ed. The New Cultural History. Berkeley: University of California Press, 1989. (Especially the chapter by Alberta Bierstadt)
Clifford, James. "Identity in Mashpee." In The Predicament of Culture: Twentieth-Century Ethnography, Literature, and Art. Cambridge, MA: Harvard University Press, 1988.
Ginzburg, Carlo. The Cheese and the Worms. London: Penguin, 1992.
Spence, Jonathan. The Death of Woman Wang. New York: Penguin Books, 1979. |
9 |
Environmental History |
[Taught by William Turkel]
Core Reading
McNeill, John R. Something New Under the Sun: An Environmental History of the Twentieth-Century World. New York: W.W. Norton & Company, 2000.
Supplementary
Cronon, William. Changes in the Land. New York: Hill and Wang, 1983.
Crosby, Alfred. Ecological Imperialism. 2nd ed. Cambridge: Cambridge University Press, 2004.
Worster, Donald. Rivers of Empire. Oxford: Oxford University Press, 1992.
White, Richard. The Middle Ground. Cambridge: Cambridge University Press, 1991.
"A Round Table: Environmental History." Journal of American History, (1990/3). |
10 |
The New Cultural History [2]: Post-modern and Post-structural Approaches to the Representation of Space |
Core Reading
Mitchell, Timothy. Colonising Egypt. Berkeley: University of California Press, 1991. Pp. 1-33, and 161-179.
Kotkin, Stephen. Magnetic Mountain. Berkeley: University of California Press, 1995. Pp. 106-197.
Winichakul, Thongchai. Siam Mapped. Honolulu: University of Hawaii Press, 1994.
Anderson, Benedict. Imagined Communities: Reflections on the Origins and Spread of Nationalism. London: Verso, 1991. Pp. 163-185.
Supplementary
Rabinow, Paul. French Modern: Norms and Forms of the Social Environment. Chicago: University of Chicago Press, 1995. |
11 |
New Military History, in Print and on Film |
Core Reading
Keegan, John. The Face of Battle. London: Barrie & Jenkins, 1988.
Burns, Ken. The Civil War. [Video]; or Henry V. [Olivier and Branagh versions]
Supplementary
Toplin, Robert B., ed. Ken Burns "The Civil War": The Historians Respond. New York: Oxford University Press, 1996. |
12 |
Historical Memory and History Wars |
Core Reading
Linenthal, Edward, and Tom Engelhardt, eds. History Wars: The Enola Gay and Other Battles for the American Past. New York: Metropolitan Books, 1996.
Supplementary
Hein, Laura, and Mark Selden. Censoring History: Citizenship and Memory in Japan, Germany, and the United States. Armonk, NY: M.E. Sharpe, 2000. |
13 |
History and Fiction |
Ghosh, Amitav. In an Antique Land.
Goitein, S. D. A Mediterranean society: An Abridgment in One Volume. Berkeley, 1999. Pp. xi-xvii, 9-68, and 240-247. |
14 |
Frontiers in History |
Turner, Frederick J. "The Significance of the Frontier in American History." American Historical Review 16 (January 1911): 217-233.
Lattimore, Owen. Studies in Frontier History: Collected Papers, 1928-1958. New York: Oxford University Press, 1962. Pp. 11-31, 97-118, 165-179, and 469-491.
Bush, Vannevar. Science: The Endless Frontier. New York: Arno Press, 1980. Pp. 5-9.
Williams, Rosalind. "The Expansive Disintegration of Engineering." Chapter 2 in Retooling: A Historian Confronts Technological Change. Cambridge: MIT Press, 2002. Pp. 29-89
Perdue, Peter C. "From Turfan to Taiwan: Trade and War on Two Chinese Frontiers." In Frontiers Through Space and Time. Edited by Bradley Parker, and Lars Rodseth. Salt Lake City: University of Utah Press forthcoming. |
15 |
Where are Historians Going? The Future of the History Profession |
Core Reading
Look back at Charles Tilly's article, "How and What are Historians Doing," and compare it to the following:
Appleby, Joyce, Lynn Hunt and Margaret Jacob. Telling the Truth About History. New York: Norton, 1994.
Supplementary
"AHR Forum: The Old History and the New." Articles by Theodore Hamerow, Gertrude Himmelfarb, Lawrence Levine, Joan Scott, John Toews in American Historical Review (June 1989).
Novick, Peter. "That Noble Dream." Symposium on Peter Novick's book in American Historical Review (Last chapter.) |
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